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Securities Investor Protection Act
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#	Item
21	PETER H. SCHWARTZ Partnerfax EXPERTISE Asset Management, Business Formation, Corporate Governance, Mergers & Acquisitions, Private Equity & Venture Capital, and Public Add to Reading List Source URL: www.dgslaw.com Language: English - Date: 2016-04-27 18:35:44 76th United States Congress Investment Company Act Stock market DoddFrank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Insider trading Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Investor Protection and Securities Reform Act
22	BYLAWS OF SECURITIES INVESTOR PROTECTION CORPORATION A Nonprofit Membership Corporation Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 United States securities law Investment Securities Investor Protection Corporation Corporate governance Management Board of directors Quorum Securities Investor Protection Act DoddFrank Wall Street Reform and Consumer Protection Act
23	Microsoft Word - Subtitle C enrolled version.doc Add to Reading List Source URL: www.iooc.us Language: English - Date: 2010-10-05 10:01:15 Systemic risk Oceanography Environmental data Integrated Ocean Observing System National Oceanic and Atmospheric Administration Systemically important financial institution Joint Ocean Commission Initiative Investor Protection and Securities Reform Act
24	Financial Services Guide Pershing LLC One Pershing Plaza Jersey City, New JerseyUSA ARBN: Add to Reading List Source URL: onlineinvesting.westpac.com.au Language: English - Date: 2016-07-07 23:59:10 Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Bank of New York Securities Investor Protection Act Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Pershing LLC Security John J. Pershing
25	Rules Relating to Satisfaction of Customer Claims for Standardized Options 17 C.F.R. §As Amended Through February 2014 Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 United States securities law Self-regulatory organizations Investment Securities Investor Protection Corporation Financial markets Security Short Securities Exchange Act Securities Investor Protection Act DoddFrank Wall Street Reform and Consumer Protection Act
26	2,000 PARTICIPATED IN “DASH FOR THE STASH” INVESTOR EDUCATION AND PROTECTION PROGRAM IN LIBRARIES IN FIVE STATES AND D.C. $1,000 Contributions Provided to Six Participants in “Scavenger Hunt”-Like Contest Organiz Add to Reading List Source URL: www.iinvest.org Language: English - Date: 2015-08-20 18:30:27 Economy Finance Money United States securities law Corporate crime U.S. Securities and Exchange Commission Security Insurance commissioner Uniform Securities Act Investor Securities regulation in the United States
27	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-11-20 09:00:46 Economy Finance Money United States securities law Self-regulatory organizations Crowdfunding Entrepreneurship U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Jumpstart Our Business Startups Act Securities Investor Protection Corporation Broker-dealer
28	Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR Add to Reading List Source URL: www.sipc.org Language: English - Date: 2016-06-03 14:53:38 United States securities law Self-regulatory organizations Investment Securities Investor Protection Corporation Securities Investor Protection Act U.S. Securities and Exchange Commission Net capital rule
29	350 N. St. Paul Street Suite 1300 Dallas, Texaswww.apexclearing.com ANNUAL DISCLOSURE STATEMENT Add to Reading List Source URL: d2ue93q3u507c2.cloudfront.net Language: English - Date: 2016-06-10 17:05:12 Economy Finance Money Financial markets Self-regulatory organizations Stock market United States securities law Financial services Securities Investor Protection Corporation Broker-dealer Securities Exchange Act U.S. Securities and Exchange Commission
30	SECURITIES INVESTOR PROTECTION CORPORATION 2015 Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-06-03 14:53:27 Finance Money Economy Self-regulatory organizations United States securities law Investment Securities Investor Protection Corporation Corporate crime Securities Investor Protection Act DoddFrank Wall Street Reform and Consumer Protection Act Broker-dealer U.S. Securities and Exchange Commission

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